Diamond

An important part of the wealth creation journey is not only planning your retirement but also planning your estate and business succession either during your lifetime or after your death.  Many families become locked in bitter battles over family wealth and without doubt some of the most rewarding work that any Financial Adviser can be involved with is seeing not only a wealthy retiree enjoying the fruit of their labours but also seeing their estate successfully, harmoniously and tax efficiently pass on to their beneficiaries.

THE OBJECTIVES OF OUR ONGOING ADVICE AND SERVICE

Appropriate Advice
We need to know about your changing circumstances and whether our original advice remains relevant for your current situation.  Building and maintaining wealth is an ongoing journey.

Keeping You Informed
It is important to know that you are progressing towards achieving your goals.  You need to know what advice is required to keep you on track.

Partnership
By continuing to work in partnership with you, we encourage you to remain disciplined to achieve your agreed goals.  We remind you of your goals if we see you veering off track.

Feeling Of Comfort
Through education, appropriate advice and  monitoring partnership, ongoing advice keeps you on track. If we all remain proactive in our process, we can continually look at ways of making the most of what you have.

"It is important to know that you are progressing towards achieving your goals."

Fee for Service
The annual fee for our DIAMOND ongoing service level is calculated based on various factors.

The factors included an ongoing Strategy and Risk Management Premium based on the quantum of funds on which we provide advice and a time based charge for the anticipated cost of our staff providing the ongoing services under this service program to you.

Based on the amount of funds on which we will be providing you advice, your Adviser will detail to you the Service Fee for the first year including GST.  The fee may be debited from your investment portfolio on the basis of monthly payments.

Alternatively, you may choose to be invoiced annually in advance.

Additional fees may be applicable if there are significant changes required to your existing plan and will be fully disclosed prior to proceeding with the changes.

Any commissions or referral fees received by us in relation to the provision of advice on lending or insurance shall be fully disclosed to you and retained by us.

The success of any plan is dependent upon the commitment that you are prepared to make to it.  It is important that not only are we prepared to provide a level of ongoing service to you in accordance with the information that we have discussed, but equally you are prepared to meet the costs of us providing that service to you.

Accordingly we seek to obtain agreement in advance of the provision of services to you so we both have certainty that there will be cooperation by all parties leading to a successful outcome.

Upon you providing your authority and confirmation that you will meet the agreed costs that we are about to incur in the provision of services to you, we will proceed with out agreed service level.

TO SUCCEED WE MUST CONNECT

Our commitment to you
As our client, you will receive high quality professional advice and ongoing services that ensure your finances will be professionally managed to suit your needs and goals, both now and in the future.

Our commitment to you will be based on understanding your needs, maintaining the integrity of the advice we give and ensuring effective communication of the solutions we agreed to implement.

It is our aim to be not only your most competent and trustworthy source of financial advice but also the provider of financial advice to your family and future generations.

Our range of services and integrated financial services advisory firm model gives you the benefit of having one contact point for all your financial needs.

Your commitment to us
You agree to provide us with sufficient financial information to enable us to deliver suitable financial services to you based on your goals and objectives.

You agree to notify us in the future of any changes in your circumstances so that we can adjust our advice to ensure accurate and applicable financial services continue to be provided to you.

Should you decide to accept our offer, you agree to be bound by a Letter of Engagement which purports to details the general obligations and charges associated with us providing financial services to you.

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